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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Longchamps, Jeffrey | 28 January 2010 | $858,922 | ON | None |
| Longchamps, Michele | 28 January 2010 | $1,607,844 | ON | None |
| Lougheed, Andrew John | 18 August 2025 | $109,531 | ON | None |
| Lowe, Doreen | 7 November 2013 | $100,000 | BC | None |
| Lower, Scott Phillip | 11 August 2009 | $55,065 | BC | None |
| Loyola, Ilden | 2 June 2021 | $65,000 | AB | None |
| Lui, Ken Kin Kit | 24 July 2025 | $795,947 | ON | None |
| Lui, Punch Bun Chiu | 12 July 2012 | $157,500 | ON | None |
| Lukiwski, George Maxim | 22 December 2023 | $27,500 | SK | None |
| Macaraeg, Dandy | 24 June 2014 | $160,000 | ON | None |
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