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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| McIntosh, Leslie | 13 May 2013 | $1,660,000 | AB | None |
| McIvor, Lee | 5 March 2019 | $37,500 | MB | None |
| McIvor, Lee | 7 May 2020 | $85,000 | MB | None |
| McKee, Michael Alexander | 20 February 2020 | $35,000 | ON | Partial |
| Mckenzie, Sherry | 9 February 2017 | $65,000 | ON | None |
| McKimm, Malcolm Joseph | 30 August 2010 | $55,000 | AB | Partial |
| McManes, Valorie | 5 October 2018 | $9,000 | AB | Partial |
| Mcphail, Anthony | 8 August 2005 | $60,000 | ON | None |
| Mechaka, Yves | 30 July 2009 | $50,000 | QC | None |
| Melville, Alistair Malcolm | 23 October 2014 | $410,000 | ON | None |
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