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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Rail, Stephane | 27 March 2012 | $110,000 | QC | None |
| Ramsay, Pirkko Ann | 16 July 2013 | $236,000 | ON | None |
| Rao, Gregory | 7 February 2011 | $285,000 | ON | None |
| Rathore, Jawad | 28 June 2005 | $32,500 | ON | None |
| Rawani, Shameel | 27 November 2018 | $72,500 | ON | None |
| Rebeck, Daryl | 23 March 2017 | $50,000 | BC | None |
| Reeves, Scott | 7 March 2017 | $4,510,000 | ON | None |
| Reid, Ann Marie | 29 February 2024 | $145,000 | ON | None |
| Renaud, Ferdinand | 24 May 2016 | $100,000 | BC | None |
| Rha, Edward Ho | 25 June 2021 | $165,000 | AB | None |
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