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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Opaleke, Sunday Bamidele | 6 October 2014 | $95,000 | MB | None |
| Orr, Roy William | 12 June 2015 | $73,600 | QC | None |
| Osedele, Nelson | 7 March 2022 | $12,500 | ON | Partial |
| Palumbo, Robert | 30 January 2020 | $127,500 | ON | Partial |
| Pan, Sammy Shieh Lung | 27 April 2012 | $165,000 | BC | None |
| Papp, Roland | 13 December 2016 | $30,000 | ON | None |
| Park, James Seong II | 1 October 2010 | $40,000 | ON | None |
| Parkinson, David Charles | 14 March 2012 | $40,000 | BC | Partial |
| Parkinson, Robert Roy | 17 March 2005 | $382,500 | ON | None |
| Pathan, Anjum | 27 November 2018 | $67,500 | ON | None |
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