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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Shaw, Robert Andrew | 3 November 2014 | $257,500 | ON | Partial |
| Shen, Libin | 6 July 2021 | $40,000 | ON | Partial |
| Shep, David Francis | 22 February 2010 | $100,000 | ON | None |
| Shields, Yonathan Chanoch | 20 October 2021 | $139,054.80 | ON | Partial |
| Silvaggio, Maria Celeste | 7 August 2011 | $150,000 | QC | Partial |
| Simba, Muchoki | 20 February 2012 | $257,500 | ON | None |
| Singh, Ashutosh | 14 February 2014 | $10,000 | ON | None |
| Siska, Daniel | 16 April 2015 | $18,000 | QC | None |
| Sivasubramanian, Wijaysri (Bobby) | 14 April 2011 | $1,025,000 | ON | None |
| Sloan, David Edward | 22 July 2014 | $15,000 | ON | None |
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