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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Walker, Paul | 28 March 2024 | $1,688,772 | ON | None |
| Warren, Rodney | 5 May 2016 | $100,000 | BC | None |
| Watts, John Phillip | 13 April 2016 | $135,000 | PE | None |
| Wellings, Doug | 27 September 2011 | $242,500 | ON | None |
| Wemple, Paul | 4 May 2017 | $260,000 | ON | None |
| Wenman, James Edward Lytton | 7 February 2012 | $12,500 | BC | None |
| Westgard, Kent Owen | 29 April 2010 | $107,500 | AB | None |
| White, Christopher | 5 July 2019 | $31,250 | NS | None |
| White, Michael Patrick | 23 January 2025 | $8,000 | ON | None |
| Wilkins, Clive | 31 July 2024 | $100,000 | ON | None |
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