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For more information on the cybersecurity incident, please visit the cybersecurity incident page.
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Connor, Robert | 18 November 2015 | $40,000 | ON | None |
| Cooney, Patrick | 28 January 2011 | $100,000 | MB | None |
| Copland, Robert | 29 January 2019 | $182,500 | ON | None |
| Corcoran, Ryan | 15 January 2019 | $12,500 | ON | Partial |
| Cormylo, William | 12 August 2014 | $307,500 | AB | None |
| Cox, Jeffrey | 17 December 2015 | $250,000 | MB | None |
| Crackower, Earl | 29 August 2005 | $3,507,500 | ON | None |
| Crandall, Robert Adrian | 3 October 2016 | $185,000 | NB | None |
| Crocker, Robert Weston | 18 December 2023 | $48,078 | ON | Partial |
| Crompton, Bradley | 5 May 2015 | $510,000 | ON | None |
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