Unpaid Fines Report

The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).

Updated as of December 31, 2024

Unpaid Fines Report

Individual Date of Penalty Decision or Settlement Agreement Amount of Fine, Disgorgement (if any) and/or costs Province Amount Paid
Connor, Robert 18 November 2015 $40,000 ON None
Cooney, Patrick 28 January 2011 $100,000 MB None
Copland, Robert 29 January 2019 $182,500 ON None
Corcoran, Ryan 15 January 2019 $12,500 ON Partial
Cormylo, William 12 August 2014 $307,500 AB None
Cox, Jeffrey 17 December 2015 $250,000 MB None
Crackower, Earl 29 August 2005 $3,507,500 ON None
Crandall, Robert Adrian 3 October 2016 $185,000 NB None
Crocker, Robert Weston 18 December 2023 $48,078 ON Partial
Crompton, Bradley 5 May 2015 $510,000 ON None

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.