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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Bautista, Jose | 12 July 2012 | $157,500 | ON | None |
| Bazilinsky, Michael | 2 March 2018 | $37,000 | ON | Partial |
| Bealer, Gregory Paul | 20 October 2022 | $72,269 | AB | None |
| Beaulne, Benoit | 31 October 2012 | $41,491 | QC | None |
| Becher, Robert Campbell | 2 June 2014 | $25,000 | ON | Partial |
| Beck, Gary | 17 July 2012 | $38,315 | ON | None |
| Beckford, Ioana | 27 January 2015 | $210,000 | ON | None |
| Beh, Jennifer | 13 December 2023 | $57,500 | BC | None |
| Beland, Alain | 18 November 2010 | $15,000 | QC | None |
| Belknap, John Richard | 19 May 2020 | $185,000 | ON | Partial |
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