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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Boldt, Jason | 10 January 2017 | $957,500 | AB | None |
| Bolhuis, Michelle | 27 November 2009 | $25,000 | ON | Partial |
| Bond, Garry Walter | 20 June 2017 | $22,000 | ON | Partial |
| Bortolin, Sandy Joseph | 13 March 2012 | $600,000 | ON | None |
| Boswell, Robert William | 24 November 2008 | $125,000 | AB | Partial |
| Botha, Daniel | 7 May 2019 | $21,000 | AB | None |
| Bott, Steven | 17 April 2017 | $30,000 | ON | None |
| Bradshaw, Stephanie | 3 July 2024 | $15,000 | AB | Partial |
| Brake, Gerard | 19 February 2009 | $1,282,966 | MB | None |
| Brake, Mavis | 19 February 2009 | $1,357,966 | MB | None |
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