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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Chau, Antony Kim San | 7 November 2024 | $415,000 | ON | None |
| Che, Miranda Sirri | 10 October 2023 | $19,000 | SK | Partial |
| Cheema, Manjit | 28 April 2020 | $32,500 | BC | None |
| Cheung, Yuk | 28 January 2019 | $81,000 | ON | None |
| Chow, King Kwong | 25 August 2021 | $57,500 | AB | None |
| Chung, Darin | 19 November 2015 | $45,000 | BC | None |
| Ciardullo, Luigi | 19 March 2013 | $507,500 | ON | None |
| Clarke, Gary | 19 January 2016 | $32,500 | BC | None |
| Clarke, Jeremie Steven | 7 July 2011 | $18,000 | QC | Partial |
| Coatsworth, Donald | 2 February 2007 | $67,500 | ON | None |
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